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Aura/docs/design/contracts/c01-determinism.md
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claude 8688a60ded docs(ledger): split the design ledger into an INDEX map, per-contract live files, and history sidecars
The single-file ledger had grown to 2968 lines / ~42k tokens, mixing
current design law with accreted history: 59 cycle-stamped realization
blocks, 18 [HISTORY] passages, 22 supersession markers, and the C10 /
C22 / C24 reframe sagas layered several supersessions deep. A
code-grounding audit (31 agents, adversarially verified) confirmed 11
defects stated as current truth: stale crate homes from the C28 #288
roster split (cost nodes, PositionManagement, PositionEvent, Session),
the renamed InputSpec->PortSpec, the pre-#241 project model in C16 and
the open-threads section, a stale HarnessKind retirement deferral in
C24, and three C28-internal inconsistencies.

New shape, per the ailang precedent:

- INDEX.md stays the sole addressable entry point: foundation, external
  components, a C-id-keyed contract map (one line per contract), and
  only the genuinely open architectural threads.
- contracts/cNN-<slug>.md carries each contract's current truth only:
  Guarantee / Forbids / Why with ratified refinements integrated, plus
  a code-anchored Current state. All confirmed defects are fixed here;
  crate anchors were re-verified against the tree.
- contracts/cNN-<slug>.history.md (18 sidecars) and INDEX.history.md
  preserve every superseded block verbatim, stamps and issue refs
  intact, under a frozen-record banner. Nothing was deleted: superseded
  design intent remains an addressable working-tree artifact, off the
  per-cycle audit walk.
- Ledger discipline is now stated in INDEX.md: live files are edited in
  place at cycle close, superseded text moves verbatim to the sidecar,
  and a supersession marker in a live file is itself an audit finding.

Every contract file was verified against its old text by an independent
zero-loss pass (statement-by-statement) plus a code-accuracy spot check;
C-ids and contract titles are unchanged, so existing C-id citations in
code, tests, and issues resolve as before.
2026-07-21 16:40:36 +02:00

3.9 KiB

C1 — Determinism and disjoint parallelism

Guarantee. A backtest is a deterministic, synchronous, non-concurrent event loop that reaches a unique state after each input tick. Same input (incl. seed) → bit-identical run. Two backtests are fully disjoint and run concurrently without locking. The bit-identity is per run: one backtest of given (inputs, seed) reproduces byte-for-byte. It does not extend to a derived metric recomputed for the same params by two different command paths (e.g. a swept member's sqn vs the same cell re-run under aura generalize), which may differ by floating-point reassociation (≤1 ULP) because the two paths accumulate the same logical reduction in a different operation order (IEEE-754 non-associativity). C1 governs the determinism of a single run, not the cross-command bit-identity of a re-derived statistic. (fieldtest 0078, ratified.)

Forbids. Concurrency within a single sim; any nondeterministic input that is not captured as an explicit input (see C11, C12).

Why. Real money rides on backtest results; reproducibility and an audit trail are non-negotiable. Speed comes from parallelism across sims, which disjointness makes lock-free.

Current state

The per-run event loop is Harness::run (crates/aura-engine/src/harness.rs): each cycle picks the live source head with the smallest (timestamp, source index), pops one record, increments cycle_id, and forwards the value — allocating nothing per cycle beyond a reused scratch buffer. A single run is fully sequential, so its output is bit-identical by construction; the end-of-stream finalize pass runs after the loop and adds no within-sim concurrency.

Cross-sim parallelism spans the sweep/member/window fan-out and campaign cells (#277). The campaign executor execute (crates/aura-campaign/src/exec.rs) flattens the (strategy, instrument, window, regime) cell matrix into document-order PlannedCells, groups them by instrument ordinal, and walks sequential chunks of K instrument groups — --parallel-instruments (DEFAULT_PARALLEL_INSTRUMENTS = 4, crates/aura-campaign/src/lib.rs). K is a structural bound on distinct resident instruments — the RAM lever for the external data-server's per-reference file retention (~1.4 GB per instrument on the reference dataset), not a pool-worker count. Within a chunk, cells run concurrently via rayon::par_iter on the process-global pool shared with the member/window fan-out, and results are written into document-order slots, so outputs stay byte-identical across worker counts and bounds.

Two scheduling-dependent carve-outs sit outside the per-run bit-identity, which governs successful runs. On the run-fatal path (non-containable faults, e.g. a dead registry store) a shared AtomicBool abort flag latches, and the propagated fault is the lowest document-order fault among the cells that completed before the latch; the set of per-cell family lines already written by then is scheduling-dependent — inert, because no campaign-run record is written on that path and store reads are name-keyed, never line-ordered.

Duplicate campaign instruments are refused at both the validate tier (crates/aura-campaign/src/lib.rs, a seen_instruments scan) and the executor's preflight: the per-cell registry family name embeds the raw instrument string, so name uniqueness is what keeps concurrent appends from racing one name's run-index assignment.

See also

  • C4 — tie determinism preserves this contract; the source-index tie-break is what keeps the merge order deterministic.
  • C11, C12 — recorded/pinned inputs are how nondeterministic sources become explicit inputs; the harness is the atomic disjoint unit.
  • C23 — the raw-index compilation primitive; names survive only as non-load-bearing debug symbols.

History: c01-determinism.history.md