spec: 0106 research-artifact vocabularies (boss-signed)
Boss-signed via grounding-check PASS (fresh-context agent): all eleven load-bearing current-behaviour assumptions ratified by named green tests (shared content-id primitive + canonical golden, blueprint-store round-trip, introspect exactly-one-of guard, exit-code split, prose-fault seam, typed Scalar bind cells, RMetrics/RunMetrics field pins, FamilySelection annotations, SelectionMode/--select parity, Aura.toml discovery, blueprint_from_json + param_space). Cycle 0106 of milestone "Research artifacts — process & campaign documents": two closed-vocabulary JSON document types (process = named validation methodology wrapping shipped primitives; campaign = persisted experiment intent), intrinsic + referential validation, op-script-precedent introspection contract, content-addressed stores beside blueprints, new leaf crate aura-research. No executor this cycle. refs #189 (design basis #188)
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# Research-artifact vocabularies: process & campaign documents — Design Spec
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**Date:** 2026-07-03
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**Status:** Draft — awaiting sign-off (boss run: grounding-check gate)
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**Authors:** orchestrator + Claude
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**Cycle:** 0106 — milestone "Research artifacts — process & campaign documents";
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work item #189 (design basis: #188 body + both addenda + fork-triage +
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resolution comments; spec-bearing fork resolutions: the cycle-0106
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reconciliation comment on #189)
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## Goal
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Give roles 5 and 6b (#188) their artifacts: two new **closed-vocabulary,
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typed, serialized document types** — the **process document** (a named,
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versionable validation/eval methodology) and the **campaign document**
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(persisted experiment intent: data windows × strategy references × param
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axes × process reference × data-level presentation) — with **parsing,
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two-tier validation, the op-script-precedent introspection contract, and
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content-addressing**. **No executor in this cycle**: the deliverable is that
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methodology and experiment intent stop being smeared over CLI flags and
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shell history and become nameable, diffable, content-addressed documents an
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LLM or human can author and validate headless, without a Rust compile and
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without executing a run.
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Power ceiling is the ratified P1 tier (#188 addendum 2026-07-03 12:08):
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bounded axes over declared finite sets and structured gates between stages.
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Ladders (the third ratified P1 family) are **within the ceiling but not in
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the v1 vocabulary** — they describe adaptive retry, which has no host
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semantics until an executor exists; they land with the executor cycle. The
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v1 process vocabulary is a thin named layer over **shipped** primitives
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only (fork-triage decided item 5): the R-metrics reduction, the
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argmax/plateau selection rules, deflation annotation, the R-bootstrap
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Monte-Carlo, and cross-instrument generalization.
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## Architecture
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One new leaf crate **`crates/aura-research`** (workspace member; deps:
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`aura-core`, `serde`, `serde_json`, `sha2`) owns:
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- the two document types and their block/construct types (serde derives
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directly on them — these types ARE the wire format; the engine is not
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involved),
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- parsing (`format_version` envelope, deny-unknown-fields),
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- **intrinsic validation** (store-free): vocabulary membership, typed
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slots, P1 constraints,
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- the **introspection contract**: enumerate vocabulary, describe one
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block's typed slots, list a partial document's open slots,
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- **canonical serialization + content id** — and the canonical-bytes
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SHA-256 helper moves here as the library-hosted single primitive;
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`aura-cli`'s existing `content_id` (crates/aura-cli/src/main.rs:2587,
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shared today by `topology_hash` at main.rs:2595 and
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`graph introspect --content-id`/`--identity-id`) delegates to it,
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byte-identically.
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**`crates/aura-registry`** gains the content-addressed stores for both
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document types beside the existing blueprint store
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(`put_blueprint`/`get_blueprint`, crates/aura-registry/src/lib.rs:119/127):
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`processes/<content-id>.json`, `campaigns/<content-id>.json`, plus the
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**referential validation** tier (registry depends on engine and can load
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blueprints; aura-research stays a leaf and never sees a store).
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**`crates/aura-cli`** gains two role-addressed verb families — `aura
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process …` (role 5) and `aura campaign …` (role 6b) — each with `validate
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<file>` and `introspect` mirroring the shipped `graph introspect` flag
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idiom (`--vocabulary` / `--block <id>` / `--unwired <file>` /
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`--content-id <file>`, exactly-one-of enforced as in
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crates/aura-cli/src/graph_construct.rs:199), and `register <file>` to put a
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valid document into the project's store. Faults are presented as
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house-style prose at the binary seam (the #162 convention; error types
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stay Display-free and by-identifier); usage errors exit 2, runtime
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refusals exit 1 (the #175 split).
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## Concrete code shapes
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### The worked author example (role 5 + role 6b, no Rust, no run)
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A methodology author writes `wf-deflated-screen.process.json`:
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```json
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{
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"format_version": 1,
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"kind": "process",
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"name": "wf-deflated-screen",
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"description": "Sweep, keep only deflated-positive candidates, then walk-forward.",
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"pipeline": [
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{ "block": "std::sweep",
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"metric": "net_expectancy_r",
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"select": "plateau:worst",
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"deflate": true },
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{ "block": "std::gate",
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"all": [
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{ "metric": "net_expectancy_r", "cmp": "gt", "value": 0.0 },
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{ "metric": "overfit_probability", "cmp": "lt", "value": 0.1 }
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] },
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{ "block": "std::walk_forward",
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"folds": 4,
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"in_sample_bars": 4000,
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"out_of_sample_bars": 1000,
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"metric": "net_expectancy_r",
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"select": "argmax" }
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]
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}
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```
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```console
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$ aura process validate wf-deflated-screen.process.json
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process document valid (intrinsic): 3 pipeline blocks, 2 gate predicates
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$ aura process introspect --content-id wf-deflated-screen.process.json
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content:4e2d…
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$ aura process register wf-deflated-screen.process.json # inside a project
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registered process content:4e2d… (runs/processes/4e2d….json)
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```
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A campaign author writes `ger40-momentum-screen.campaign.json`, referencing
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the process and a strategy **by id only** (reference-only slot, #188
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resolution comment):
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```json
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{
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"format_version": 1,
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"kind": "campaign",
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"name": "ger40-momentum-screen",
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"data": {
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"instruments": ["GER40"],
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"windows": [ { "from_ms": 1704067200000, "to_ms": 1719792000000 } ]
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},
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"strategies": [
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{ "ref": { "content_id": "9f3a…" },
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"axes": { "fast": [8, 12, 16], "slow": [21, 34] } }
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],
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"process": { "ref": { "content_id": "4e2d…" } },
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"seed": 1,
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"presentation": {
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"persist_taps": ["net_r_equity"],
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"emit": ["family_table", "selection_report"]
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}
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}
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```
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```console
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$ aura campaign validate ger40-momentum-screen.campaign.json
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campaign document valid (intrinsic): 1 strategy, 2 axes (6 points), process ref, 1 window
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campaign document valid (referential): strategy 9f3a… found, process 4e2d… found, axes ⊆ param space
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$ aura campaign introspect --vocabulary
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std::data campaign section: instruments + windows
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std::strategy campaign section: strategy ref (content or identity id) + param axes
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…
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$ aura campaign introspect --unwired draft.campaign.json
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open slot: process.ref (required, one of: content_id, identity_id)
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open slot: strategies[0].axes.slow (axis declared empty — a P1 axis is a non-empty finite set)
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```
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Authoring feedback loops (`--unwired`, precise refusals) replace the
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compile cycle; the Blockly litmus test is checkable because
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`--vocabulary`/`--block` enumerate every block and its typed slots.
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### Document types (aura-research, primary shapes)
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```rust
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// crates/aura-research/src/lib.rs (new crate)
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#[derive(Serialize, Deserialize, ...)]
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pub struct ProcessDoc {
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pub format_version: u32, // envelope, must be 1
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pub kind: DocKind, // tag: Process
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pub name: String,
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#[serde(default, skip_serializing_if = "...")]
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pub description: Option<String>,
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pub pipeline: Vec<StageBlock>,
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}
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#[derive(Serialize, Deserialize, ...)]
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#[serde(tag = "block")]
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pub enum StageBlock {
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#[serde(rename = "std::sweep")]
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Sweep { metric: MetricId, select: SelectRule, #[serde(default)] deflate: bool },
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#[serde(rename = "std::gate")]
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Gate { all: Vec<Predicate> }, // non-empty conjunction
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#[serde(rename = "std::walk_forward")]
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WalkForward { folds: u32, in_sample_bars: u64, out_of_sample_bars: u64,
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metric: MetricId, select: SelectRule },
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#[serde(rename = "std::monte_carlo")]
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MonteCarlo { resamples: u32, block_len: u32 }, // terminal annotator in v1
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#[serde(rename = "std::generalize")]
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Generalize { metric: MetricId }, // terminal annotator in v1
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}
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#[derive(Serialize, Deserialize, ...)]
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pub struct Predicate { pub metric: MetricId, pub cmp: Cmp, pub value: f64 }
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pub enum Cmp { Gt, Ge, Lt, Le } // closed comparator set; no eq on floats
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// MetricId: newtype over the closed declared-metric vocabulary — the scalar
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// field names of shipped RMetrics/RunMetrics (crates/aura-analysis/src/lib.rs:58/:86)
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// plus the selection annotations deflated_score / overfit_probability /
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// neighbourhood_score (FamilySelection, crates/aura-analysis/src/lib.rs:32).
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// SelectRule: Argmax | PlateauMean | PlateauWorst — mirrors SelectionMode
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// (crates/aura-analysis/src/lib.rs:17) and the CLI --select strings.
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```
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```rust
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#[derive(Serialize, Deserialize, ...)]
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pub struct CampaignDoc {
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pub format_version: u32,
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pub kind: DocKind, // tag: Campaign
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pub name: String,
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#[serde(default, ...)] pub description: Option<String>,
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pub data: DataSection, // instruments: Vec<String>, windows: Vec<Window{from_ms,to_ms}>
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pub strategies: Vec<StrategyEntry>, // ref + axes
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pub process: ProcessRef, // { ref: DocRef } — reference-only, never inline
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pub seed: u64,
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pub presentation: Presentation, // persist_taps: Vec<String>, emit: Vec<EmitKind>
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}
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#[derive(Serialize, Deserialize, ...)]
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pub enum DocRef { ContentId(String), IdentityId(String) } // one-of, typed slots
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pub struct StrategyEntry { pub r#ref: DocRef, pub axes: BTreeMap<String, Vec<Scalar>> }
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pub enum EmitKind { FamilyTable, SelectionReport } // closed v1 set
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```
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Axis cells are typed `aura_core::Scalar` values — the same typed-cell
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pattern the op-script binds use (`OpDoc::Add { bind: BTreeMap<String,
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Scalar> }`, crates/aura-cli/src/graph_construct.rs:37).
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### Validation, canonical form, introspection (secondary shapes)
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```rust
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// intrinsic tier (aura-research; store-free)
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pub fn validate_process(doc: &ProcessDoc) -> Vec<DocFault>;
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pub fn validate_campaign(doc: &CampaignDoc) -> Vec<DocFault>;
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// DocFault: by-identifier, Display-free (CLI phrases it) — e.g.
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// UnknownMetric{stage,metric}, EmptyAxis{strategy,axis}, EmptyPipeline,
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// GateAfterTerminalStage{stage}, BadFormatVersion(u32), EmptyConjunction{stage},
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// NoWindow, NoStrategy, UnknownEmitKind(String) …
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// canonical form + ids (aura-research)
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pub fn process_to_json(doc: &ProcessDoc) -> String; // canonical: omit-defaults,
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pub fn campaign_to_json(doc: &CampaignDoc) -> String; // struct field order, no trailing \n
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pub fn content_id_of(canonical_bytes: &str) -> String; // SHA-256 hex — THE primitive;
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// aura-cli::content_id delegates here
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// introspection contract (aura-research)
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pub fn process_vocabulary() -> Vec<BlockInfo>; // id + one-line doc
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pub fn campaign_vocabulary() -> Vec<BlockInfo>;
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pub fn describe_block(id: &str) -> Option<BlockSchema>; // typed slots: name/kind/required/enum values
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pub fn open_slots_process(text: &str) -> Result<Vec<OpenSlot>, DocError>; // partial-doc probe
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pub fn open_slots_campaign(text: &str) -> Result<Vec<OpenSlot>, DocError>;
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```
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```rust
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// referential tier (aura-registry; needs stores + engine)
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pub fn put_process(dir: &Path, canonical_json: &str) -> Result<String, RegistryError>; // returns content id
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pub fn get_process(dir: &Path, content_id: &str) -> Result<String, RegistryError>;
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pub fn put_campaign(…) / get_campaign(…); // same pattern as put_blueprint/get_blueprint
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pub fn validate_campaign_refs(doc: &CampaignDoc, roots: &StoreRoots)
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-> Vec<RefFault>;
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// RefFault: ProcessNotFound(id), StrategyNotFound(id), IdentityAmbiguityEmpty(id),
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// AxisNotInParamSpace{strategy_ref, axis} — axes ⊆ the referenced blueprint's
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// param_space (blueprint loaded from the store via blueprint_from_json).
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```
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Intrinsic P1 constraints enforced (the ratified ceiling made structural):
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every axis is a non-empty finite value list; every gate is a non-empty
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conjunction of typed `{metric, cmp, value}` triples whose metrics are in
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the declared vocabulary; gates may not follow `std::monte_carlo` /
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`std::generalize` (terminal annotators in v1 — no shipped aggregation
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metric exists for their outputs to gate on; widening this is executor-cycle
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work); no construct carries variables, recursion, or unbounded iteration —
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such shapes are unrepresentable, not merely refused.
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### CLI wiring (secondary)
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`Command::Process(ProcessCmd)` / `Command::Campaign(CampaignCmd)` in
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crates/aura-cli/src/main.rs beside `Command::Graph`; a new
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`crates/aura-cli/src/research_docs.rs` module (graph_construct.rs
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analogue) holds dispatch + fault presentation. `validate` runs intrinsic
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always, referential when a project env is discovered (Aura.toml discovery,
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crates/aura-cli/src/project.rs:169) and reports each tier on its own line;
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outside a project the referential line is
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`referential checks skipped (no Aura.toml found up from <cwd>)`.
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`register` refuses invalid documents; `--content-id` refuses
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intrinsically-invalid documents (an invalid document has no canonical
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form).
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## Components
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- `crates/aura-research` (new): document types, intrinsic validation,
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canonical form + content id (the moved primitive), introspection
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contract, `DocFault`/`DocError`.
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- `crates/aura-registry`: `processes/`/`campaigns/` stores (blueprint-store
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pattern), referential tier (`validate_campaign_refs`), `RefFault`.
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- `crates/aura-cli`: `process`/`campaign` verb families, presentation of
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faults, `content_id` delegation to `aura_research::content_id_of`.
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- `Cargo.toml` (workspace): new member.
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## Data flow
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Author writes JSON text → `parse` (envelope + deny-unknown-fields) →
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intrinsic `validate_*` (vocabulary membership, typed slots, P1
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constraints) → canonical `*_to_json` → `content_id_of` → `register` puts
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canonical bytes into the project store keyed by content id → a campaign's
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`DocRef`s resolve against those stores (referential tier), and its axes
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resolve against the referenced blueprint's `param_space` loaded from the
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blueprint store. Nothing executes; the registry stays the World's memory
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(C18), now holding intent documents beside blueprints and run records.
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## Error handling
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Three by-identifier fault layers, all Display-free with CLI-side prose
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(the #162 seam convention, pinned like
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`graph_build_renders_a_bind_kind_mismatch_as_prose`):
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- `DocError` — parse-level: not JSON, bad envelope (`format_version` ≠ 1),
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unknown `kind`, unknown fields, malformed ref.
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- `DocFault` — intrinsic-validation findings (list, not first-fault):
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unknown metric/block/emit kind, empty axis/pipeline/conjunction, gate
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after a terminal stage, missing sections.
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- `RefFault` — referential findings: unresolved process/strategy id,
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identity id resolving to no stored blueprint, axis not in the referenced
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strategy's param space.
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Exit codes: clap usage errors 2; validation refusals and runtime faults 1
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(the #175 split, already pinned at the binary seam).
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## Testing strategy
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- **aura-research unit tests:** parse/serialize round-trips for both
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types; canonical-form golden pins (byte-exact, the blueprint-golden
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pattern); content-id stability goldens; one refusal test per `DocFault`
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variant (incl. every P1 constraint); vocabulary/describe/open-slots
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shape tests (every block's slots enumerable — the Blockly litmus pin);
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a test that `serde` rejects an inline process body in the campaign's
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`process` slot (reference-only is structural).
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- **aura-registry tests:** store round-trip for both types (hash-keyed
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like the blueprint-store tests); `validate_campaign_refs` positive +
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one per `RefFault` (fixtures: a stored blueprint with a known
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`param_space`).
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- **aura-cli seam tests:** binary-level validate (valid, intrinsic
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refusal, referential refusal inside a scaffolded project, outside-project
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skip line); introspect `--vocabulary`/`--block`/`--unwired`/
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`--content-id` outputs; prose (no Debug leak) pinned; exit codes pinned;
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`content_id` delegation equivalence (`topology_hash`/`--content-id`
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bytes unchanged — guarded by the existing golden
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`signal_serializes_to_canonical_golden` and id tests staying green
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untouched).
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- Full gates: `cargo test --workspace`, `cargo clippy --workspace
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--all-targets -- -D warnings`, `cargo doc --workspace --no-deps`.
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## Acceptance criteria
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1. The worked example above runs verbatim (modulo hash hex): both
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documents author as text, validate headless with per-tier report lines,
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yield stable content ids, and register into a project's store — no
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Rust compile, no run executed.
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2. `aura process introspect` / `aura campaign introspect` expose the full
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introspection contract (vocabulary, block schema, open slots of a
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partial document, content id) with the exactly-one-of flag guard.
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3. Every invalid shape in the fault tables refuses with house-style prose
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naming the offending element; no Rust `Debug` form reaches the user;
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exit codes follow the usage-2/runtime-1 split.
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4. The declared-metric vocabulary, select rules, and stage blocks are
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exactly the shipped-primitive wrappers named in this spec — nothing
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invented; ladders and any executor semantics are absent.
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5. The pre-existing suite stays green unchanged; blueprint content/identity
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ids and `topology_hash` are byte-identical to before (the content-id
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primitive moved, not changed).
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6. Workspace gates green: test, clippy `-D warnings`, doc build.
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Reference in New Issue
Block a user